Overview of Procrustes analysis and related algorithms and implementation examples

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Overview of Procrustes Analysis

Procrustes analysis is a method for finding the optimal rotation, scaling, and translation transformation between corresponding point clouds in two datasets. This method is mainly used when two datasets represent the same object or shape, but need to be aligned by rotation, scaling, or translation.

Specifically, the Procrustes analysis consists of the following steps:

1. selection of corresponding points:

First, corresponding points are selected from each dataset. These points must correspond to the same object or shape.

2. scaling, rotation, and translation:

Procrustes analysis finds the optimal scaling, rotation, and translation transformations to transform one dataset to best fit the other. This is adjusted to minimize the distance between corresponding points.

3. computation of the transformation matrix:

Calculate the scaling, rotation, and translation transformation matrices. These transformation matrices are known as Procrustes transformations.

4. applying the transformations:

Using the computed transformation matrices, one dataset is transformed into the other.

Procrustes analysis is used in various fields such as shape analysis, image processing, statistics, and data mining, and is applied, for example, in face shape analysis and mapping point correspondences. It is also sometimes used as a preprocessing step in principal component analysis and clustering as a statistical method.

Procrustes analysis minimizes the least-squares error between corresponding points, which makes it a powerful method for finding optimal transformations that account for differences in shape and structure between different data sets.

Related Algorithms of Procrustes Analysis

While Procrustes analysis itself may refer to a specific algorithm, in general, Procrustes analysis refers to a method of finding the optimal transformation matrix.

1. Least-squares based algorithm:

Procrustes analysis is usually based on the least-squares method. In this approach, scaling, rotation, and translation parameters are found to minimize the distance between corresponding points. Because the least-squares method is used, the transformation is performed so that the sum of squares of the errors is minimized, which guarantees the optimality of the transformation by minimizing the distance between the points.

2 Algorithm based on Singular Value Decomposition (SVD):

In Procrustes analysis, Singular Value Decomposition as described in “Sparse Modeling and Multivariate Analysis (11) Practical Examples of SVD, PMD, and NMF in R” is sometimes used to obtain the transformation matrix. Singular value decomposition as described in “Overview of Singular Value Decomposition (SVD) and examples of algorithms and implementations” can be used to efficiently compute the transformation matrix of a matrix. SVD is a method to decompose a matrix into a product of three fundamental matrices and is also useful in the Procrustes transformation.

Implementation Example

The implementation of specific algorithms depends on the programming language and libraries. For example, it is possible to implement least squares and singular value decomposition using a numerical library such as NumPy or SciPy. Below is a simple example implementation of a Procrustes analysis using NumPy.

import numpy as np
from scipy.linalg import orthogonal_procrustes

# Generate two data matrices X, Y (assuming the order of corresponding points is the same)
X = np.random.rand(3, 3)
Y = 2 * X + 0.5  # Add scaling and translation for Y as an example

# Running a Procrustes analysis
Z, _ = orthogonal_procrustes(X, Y)

print("Transformed matrix Z:")
print(Z)

In this code, the orthogonal_procrustes function performs the Procrustes analysis, and the transformed matrix Z is the result of optimal scaling, rotation, and translation applied.

Application of Procrustes Analysis

Procrustes analysis is used in various fields to compare and check the consistency of shape and structure between different data sets. The following are examples of applications of Procrustes analysis.

1. Shape Analysis: Procrustes Analysis:

Procrustes analysis is used to compare the shape and structure of different objects in shape analysis, for example, biological shape, facial shape analysis, and sediment shape in geology.

2. image processing:

Procrustes analysis is used in the comparison of images containing similar objects or patterns. This will use corresponding points in the image to check the consistency of the shape against different viewpoints and scaling.

3. geographic information system (GIS):

Procrustes analysis can be useful in comparing and checking the consistency of the placement of points or areas on a map, for example, when analyzing changes in the placement of points at different points in time.

4. linguistics:

Procrustes analysis may be used to compare speech and language waveforms to assess the consistency of different pronunciations and languages, and has also been applied to compare word meanings.

5. molecular biology:

Procrustes analysis is used in comparing molecular conformations and checking for consistency, for example, the structures of different molecules may be compared to understand their functions and interactions.

6. cultural anthropology:

Procrustes analysis is also applied in cultural anthropology to compare features and shapes of different cultures, for example, to compare archaeological artifacts or cultural features.

In these applications, Procrustes analysis is useful when different data sets represent the same object or concept but need to be reconciled through scaling, rotation, or translation.

The challenges of Procrustes analysis and how to address them

Although Procrustes analysis is a very powerful technique, several challenges exist. Below are the main challenges of Procrustes analysis and how they are addressed.

1. impact of outliers:

Challenge: The presence of outliers can have a significant impact on the results of a Procrustes analysis.
Solution: Detecting and handling outliers in the data preprocessing stage or using methods that are robust to outliers can reduce their impact.

2. handling nonlinear transformations:

Challenge: Procrustes analysis basically assumes linear transformations (rotation, scaling, translation). This can be difficult to apply when nonlinear transformations exist.
Solution: When dealing with nonlinear transformations, nonlinear Procrustes analysis or another method should be considered.

3. selection of correspondence points:

Challenge: If the selection of correspondence points is not accurate, the performance of Procrustes analysis will deteriorate.
Solution: Pay attention to the selection of correspondence points and either select correspondence points precisely or use robust methods for correspondence point selection.

4. heterogeneity of the dataset:

Challenge: Procrustes analysis assumes that the data sets being compared have the same dimensions. If the data sets are heterogeneous, correct comparisons may not be possible.
Solution: Consider appropriate preprocessing of the data set to match dimensions or consider appropriate methods for heterogeneous data sets.

5. computational efficiency:

Challenge: Applying Procrustes analysis to large data sets is computationally very expensive.
Solution: For large data sets, consider methods to reduce computational cost, such as sampling and approximation methods.

Reference Information and Reference Books

For more information on optimization in machine learning, see also “Optimization for the First Time Reading Notes” “Sequential Optimization for Machine Learning” “Statistical Learning Theory” “Stochastic Optimization” etc.

Reference books include Optimization for Machine Learning

Machine Learning, Optimization, and Data Science

Linear Algebra and Optimization for Machine Learning: A Textbook

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